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Douglas R.S v. Jennifer A.S

April 12, 2012


Appeal from the Circuit Court of Wayne County. Nos. 01-D-83 & 09-AD-2 Honorable Thomas J. Foster, Judge, presiding.

The opinion of the court was delivered by: Presiding Justice Donovan


The text of this decision may be changed or corrected prior to the filing of a Petition for Rehearing or the disposition of the same.

PRESIDING JUSTICE DONOVAN delivered the judgment of the court, with opinion.

Justices Chapman and Spomer concurred in the judgment and opinion.


¶ 1 Douglas R.S. (Father) filed an application for leave to appeal pursuant to Illinois Supreme Court Rule 308 (eff. Feb. 26, 2010) in connection with the adoption proceedings initiated by Jennifer A.S. (Mother) attempting to terminate his parental rights to the parties' minor child. The circuit court of Wayne County granted the application and certified the parties' question without objection. We affirm.

¶ 2 The marriage of Father and Mother was dissolved in September of 2002. At the time of the dissolution, the parties had a joint-parenting agreement regarding custody of their minor child. In March of 2005, Mother filed a petition to modify that agreement seeking an increase in child support and to reduce Father's time with the child. Father, on the other hand, filed a petition for enforcement of visitation and for rule to show cause alleging that his former wife had withheld visitation of the minor child from him. Both petitions were never resolved and remain pending.

¶ 3 In January 2009, Mother and her new husband filed a petition in Hamilton County seeking to adopt the minor child. Before a minor may be adopted, it is necessary either for the minor's natural parent or guardian to consent to the adoption or for a court to find that the natural parent is unfit. In the petition, Mother alleged that Father had not communicated with the minor child since December 15, 2005, and pursuant to section 1(D)(n) of the Adoption Act (750 ILCS 50/1(D)(n) (West 2004)) had evidenced his intent to forego his parental rights. The case was transferred to Wayne County and consolidated with the original dissolution-of-marriage case. Mother filed an amended petition for adoption on March 8, 2010, again alleging the same single ground for adoption. Father subsequently filed an amended affirmative defense raising several matters relating to conduct and incidents that Father claimed explained his lack of communication with the minor child. All of the alleged incidents occurred before December 15, 2005. In fact, the last incident listed in Father's defense as creating an impediment to his communication with the minor child allegedly took place on May 18, 2005. No allegation was made as to why Father's communications continued to take place up to December 15, 2005, however. Mother responded by filing a motion to strike the amended affirmative defense, arguing that any events occurring prior to December 15, 2005, were not relevant and did not constitute a defense. The trial court chose not to strike Father's defense but ruled that matters which may have occurred prior to the last date of communication alleged, December 15, 2005, would not be admissible at the fitness prong of the adoption proceeding. Mother filed a motion for clarification or in the alternative to certify a question pursuant to Supreme Court Rule 308. In a further ruling, the trial court did clarify that Father's evidence could be considered at the second prong of the hearing on the issue of best interests of the child. A motion was then filed by Father to certify for appeal the same question as had been posed by Mother. The court entered the order without objection, granting the motion and certifying the question both parties raised. The question certified, as posed by the parties, is: "In relation to determining parental unfitness pursuant to 750 ILCS 50/1(D)(n) must any act which [Father] claims to have deprived him of the ability to visit or communicate arise after the twelve month is alleged to have begun." The trial court answered the certified question in the affirmative by determining that acts which may constitute a defense for the fitness portion of the hearing must have taken place during the 12-month period in which no communication took place, commencing with the last date of communication. We conclude that the trial court's ruling is correct.

¶ 4 Given that this appeal involves only a legal question and interpretation of a statute, the standard of review is de novo. In re C.N., 196 Ill. 2d 181, 208, 752 N.E.2d 1030, 1046 (2001). We therefore turn our attention to the language of the Adoption Act, in particular to section 1(D)(n) (750 ILCS 50/1(D)(n) (West 2004)).

¶ 5 Termination of parental rights is a two-stage process. In re Adoption of Syck, 138 Ill. 2d 255, 276, 562 N.E.2d 174, 183-84 (1990). At the first stage "fitness hearing," the petitioning parent must prove that the respondent parent is "unfit" by clear and convincing evidence. The focus is solely upon the conduct of the parent at this point. If the petitioning parent proves unfitness by clear and convincing evidence, then the case proceeds to a second stage "best-interests hearing" at which the petitioning parent must prove by a preponderance of the evidence that it is in the best interests of the minor child that the parental rights of the respondent parent be terminated. In re Adoption of Syck, 138 Ill. 2d at 276-77, 562 N.E.2d at 183-84; see also In re D.T., 212 Ill. 2d 347, 365-66, 818 N.E.2d 1214, 1227-28 (2004). At the best-interests hearing, the focus shifts from the respondent parent to the child, and the issue becomes whether, in light of the child's needs and best interests, the respondent's parental rights should be terminated. In re D.T., 212 Ill. 2d at 364, 818 N.E.2d at 1227. Because the focus of the two hearings is different, and each has differing purposes, evidence that is admissible at one hearing may not be admissible at the other. See In re D.L., 191 Ill. 2d 1, 10-13, 727 N.E.2d 990, 994-96 (2000) (only evidence of parent's conduct in 12 months following adjudication of neglect could be introduced at fitness hearing, but at best-interests hearing, parent could then introduce evidence of parent's conduct occurring outside applicable 12-month period).

¶ 6 Section 1(D)(n) of the Adoption Act provides that a parent evidences his intent to forego parental rights by failing to visit or communicate with a child for a period of 12 months. The language of the statute specifically states that a parent evidences an intent to forego his or her parental rights, whether or not the child is a ward of the court:

"(1) as manifested by his or her failure for a period of 12 months: (i) to visit the child, (ii) to communicate with the child or agency, although able to do so and not prevented from doing so by an agency or by court order, or (iii) to maintain contact with or plan for the future of the ...

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