The opinion of the court was delivered by: Judge Joan H. Lefkow
Petitioner David Diaz ("Diaz") has filed a motion to vacate, set aside, or correct his sentence pursuant to 28 U.S.C. § 2255. He challenges the sixty-month sentence imposed for his conviction on count III of his indictment, carrying a firearm during the commission of a drug trafficking crime. In his petition, Diaz seeks to have his sentence reduced to time served on two grounds: (1) constitutionally ineffective assistance of counsel during post trial, sentencing, and direct appeal procedures, and (2) this court's alleged abuse of discretion in finding Diaz guilty of count III under a theory of liability based on Pinkerton v. United States, 328 U.S. 640, 66 S.Ct. 1180, 90 L.Ed. 1489 (1946). Diaz also requests an evidentiary hearing. For the following reasons, Diaz's petition is denied.
On January 8, 2002, Diaz was arrested along with two others, Joel Castaneda ("Castaneda") and Aureo Almazan ("Almazan"), for participating in a drug deal. On March 7, 2002, a federal grand jury issued a three count indictment against the three men, charging them with conspiracy to possess 500 grams or more of cocaine with intent to distribute (count I), possession of two kilograms of cocaine with intent to distribute (count II), and carrying a firearm during the commission of a drug trafficking crime in violation of 18 U.S.C. § 924(c) (count III). After initially pleading not guilty to all charges, Diaz voluntarily changed his plea to guilty on counts I and II on November 8, 2002. Diaz proceeded to a bench trial on count III and, on October 30, 2003, was found guilty of this count. The court concluded that, while the government had not proven beyond a reasonable doubt that Diaz carried a firearm to the scene of the drug transaction, under Pinkerton, the government had demonstrated that it was reasonably foreseeable that one of Diaz's coconspirators would carry a firearm during and in relation to the conspiracy, thus warranting his conviction under § 924(c).
After the court's decision, Diaz timely renewed his motion for judgment of acquittal and also moved for a new trial. In support of both motions, he argued that (1) the court applied an incorrect legal standard regarding the government's burden of proof beyond a reasonable doubt, effectively and impermissibly shifting the burden of proof to Diaz; (2) Castaneda's testimony was substantially impeached such that the court could not have an abiding conviction of Diaz's guilt on count III; and (3) the evidence at trial established a simple buyer-seller relationship between Diaz and Castaneda such that Diaz could not be held accountable for Castaneda's actions under a Pinkerton theory of liability. The court denied these motions, finding that Diaz's first argument was without merit as the evidence demonstrated that the size of the transaction made it reasonably foreseeable that firearms would be present, that the court did not need to consider Diaz's second argument as a result, and that Diaz had waived his right to contest the existence of a conspiracy by pleading guilty to count I, the conspiracy charge.
On January 5, 2006, Diaz was sentenced to a total of 120 months in prison, 60 months on counts I and II and an additional 60 months to run consecutively on count III. On January 13, he filed a notice of appeal to the Seventh Circuit. After his retained trial counsel withdrew due to Diaz's inability to pay for his representation, the federal defender was appointed as Diaz's appellate counsel. Upon review of the record, Diaz's appointed counsel concluded that Diaz had no non-frivolous bases for his appeal and so filed an Anders brief seeking to withdraw on September 8, 2006. See Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed. 2d 493 (1967). The Seventh Circuit wrote Diaz to inform him that his attorney had filed an Anders brief and to advise him that he had thirty days to inform the court of reasons why his conviction should be set aside. The letter also advised Diaz that if he did not respond within thirty days, the court could affirm or dismiss his appeal, effectively finalizing his case. Diaz did not respond. Consequently, on December 8, 2006, upon examining the potential bases for appeal identified in the Anders brief and finding them frivolous, the Seventh Circuit accepted counsel's motion to withdraw and dismissed Diaz's appeal. United States v. Diaz, 207 Fed. App'x 705 (7th Cir. 2006). On July 23, 2007, Diaz filed this timely motion to vacate, set aside, or correct his sentence pursuant to 28 U.S.C. § 2255.
Relief under § 2255 "is reserved for extraordinary circumstances." United States v. Hays, 397 F.3d 564, 566 (7th Cir. 2005) (citations and internal quotation marks omitted). A district court must grant a § 2255 motion to vacate, set aside, or correct a sentence when the petitioner establishes "that the district court sentenced him in violation of the Constitution or laws of the United States or that the sentence was in excess of the maximum authorized by law or is otherwise subject to collateral attack." Id. at 566--67 (citations and internal quotation marks omitted). It is proper to deny a § 2255 motion without an evidentiary hearing if "the motion and the files and records of the case conclusively demonstrate that the prisoner is entitled to no relief." 28 U.S.C. § 2255; Cooper v. United States, 378 F.3d 638, 641--42 (7th Cir. 2004) (district court did not abuse its discretion in denying petitioner an evidentiary hearing where petitioner did not provide additional facts or assertions that would warrant a hearing).
I. Ineffective Assistance of Counsel
To prevail on a claim of ineffective assistance of counsel, the petitioner must show (1) "that counsel's representation fell below an objective standard of reasonableness," and (2) "that there is a reasonable probability that, but for counsel's unprofessional errors, the results of the proceeding would have been different." Strickland v. Washington, 466 U.S. 668, 688, 694, 104 S.Ct. 2052, 80 L.Ed. 2d 674 (1984). The petitioner "bears a heavy burden in establishing an ineffective assistance of counsel claim," United States v. Trevino, 600 F.3d 333, 338 (7th Cir. 1995), particularly since the Strickland test "is highly deferential to counsel, presuming reasonable judgment and declining to second guess strategic choices." United States v. Williams, 106 F.3d 1362, 1367 (7th Cir. 1997) (internal quotation marks omitted).
To satisfy the first prong of the Strickland test, the petitioner must direct the court to specific acts or omissions of his counsel. Fountain v. United States, 211 F.3d 429, 434 (7th Cir. 2000)(citing Trevino, 60 F.3d at 338). The court must then consider whether, in light of all of the circumstances, counsel's performance was outside the range of professionally competent assistance. Id. Counsel's performance must be evaluated while remembering that an attorney's trial strategies are a matter of professional judgment and often turn on facts not contained in the trial record. Id. To satisfy the second prong of the Strickland test, the plaintiff must show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceedings would have been different. Id. "A reasonable probability is a probability sufficient to undermine confidence in the outcome." Strickland, 466 U.S. at 694. A court need not address both prongs of the Strickland test if one provides the answer; that is, if a court determines that the alleged deficiency did not prejudice the defendant, the court need not consider the first prong. United States v. Fudge, 325 F.3d 910, 924 (7th Cir. 2003) (citing Matheney v. Anderson, 253 F.3d 1025, 1042 (7th Cir. 2001)).
A. Post-Trial and Sentencing
Diaz contends that he received ineffective assistance of counsel at the post-trial and sentencing phases based on (1) his counsel's failure to challenge the government's and court's adoption of a Pinkerton theory of liability, and (2) his counsel's failure to introduce and rely on Bailey v. United States, 516 U.S. 137, 116 S.Ct. 501, 133 L.Ed. 2d 472 (1995),in arguing against conviction on count III.
With respect to Mr. Diaz's first allegation, the record shows that, contrary to his claims, his counsel did in fact challenge the court's adoption of Pinkerton liability in post-trial motions. See Def.'s Renewed Mot. for J. of Acquittal, R. 82. Counsel argued that Diaz could not be held liable under Pinkerton because the government had not demonstrated that a conspiratorial relationship existed between Diaz and Castaneda at trial. Id. at 9--13. Further, counsel contended that, even under Pinkerton, the evidence produced at trial did not establish that it was reasonably foreseeable that Castaneda or Almazan would be carrying a firearm during the drug transaction. See id. at 3--6. While forced to accept the court's decision on count III at the sentencing phase, counsel advocated for a lower sentence than required by statute, claiming that a reduction was warranted because Diaz was found guilty on count III only on a theory of Pinkerton liability. Def.'s Objections to the Pre-Sentence Investigation Report at 5--7, R. 97. Diaz cannot now claim that he had ineffective assistance of counsel post-trial where the record clearly indicates that ...