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Millman v. Captain Harris Guest House

March 28, 2007

NONA MILLMAN, PLAINTIFF,
v.
CAPTAIN HARRIS GUEST HOUSE, INC., EDWARD SCHMIT, AND JUDITH DIXON, DEFENDANTS.



The opinion of the court was delivered by: Magistrate Judge P. Michael Mahoney

MEMORANDUM OPINION AND ORDER

Plaintiff tripped on Defendant's sidewalk, resulting in this personal injury suit. The injuries Plaintiff sustained are said to have aggravated her pre-existing depression. Defendants seek the disclosure of Plaintiff's Clinical Psychologist's notes and Evanston Hospital Records in order to evaluate Plaintiff's claim that her injury aggravated her pre-existing depression. The court has conducted an in camera inspection of Plaintiff's Psychologist's notes and Plaintiff's medical records from Evanston Hospital. For the following reasons, the court has determined that ten of the sixty-one pages of Plaintiff's psychologist's personal notes are discoverable along with all of the Evanston Hospital records.

I. Plaintiff's Psychologist's Personal Notes

In determining whether the psychologist's notes are discoverable, the court must determine whether they are privileged, and if so, whether any exception to the privilege applies. Because jurisdiction is based upon the diversity of the parties, questions of privilege are determined by state law. See Fed.R.Evid. 501; Favala v. Cumberland Eng'g Co., 17 F.3d 987, 989 (7th Cir. 1994).

The Mental Health and Developmental Disabilities Confidentiality Act provides that "all records and communications shall be confidential and shall not be disclosed except as provided in this Act." See 740 ILCS 110/3. Section 3(b) of the act goes on to state that:

A therapist is not required to but may, to the extent he determines it necessary and appropriate, keep personal notes regarding a recipient. Such personal notes are the work product and personal property of the therapist and shall not be subject to discovery in any judicial, administrative or legislative proceeding or any proceeding preliminary thereto. 740 ILCS 110/3(b).

"Personal notes" are defined by the Act as: (i) information disclosed to the therapist in confidence by other persons on condition that such information would never be disclosed to the recipient or other persons; (ii) information disclosed to the therapist by the recipient which would be injurious to the recipient's relationships to other persons, and (iii) the therapist's speculations, impressions, hunches, and reminders. 740 ILCS 110/2.

In passing Section 3(b), the general assembly has made a strong statement that a therapist's notes generally do not provide the kind of information which should be relied upon by a court in its role as fact finder. Personal notes simply do not possess the accuracy required of other forms of evidence. Furthermore, a therapist's personal notes contain great potential to disrupt a recipient's relationships and cause unforeseen harm when disclosed.

Having reviewed the Plaintiff's Psychologist's notes, the court finds that much of the material provided does qualify as "personal notes" protected from disclosure under the Mental Health and Developmental Disabilities Confidentiality Act, 740 ILCS 110/3(b). The notes are replete with references to the Plaintiff's relationships with others which could be injurious to Plaintiff if made public, in addition to the impressions of the psychologist. These notes contain the type of information the Illinois General Assembly sought to keep confidential by passing the Confidentiality Act.

Nevertheless, Section 10(a)(1) of the Act provides:

[r]ecords and communications may be disclosed in a civil . . . proceeding in which the recipient introduces his mental condition . . . as an element of his claim or defense, if and only to the extent the court in which the proceedings have been brought . . . finds, after an in camera inspection of testimony or other evidence, that [1] it is relevant, probative, not unduly prejudicial or inflammatory, and otherwise clearly admissible; [2] that other satisfactory evidence is demonstrably unsatisfactory as evidence of the facts sought to be established by such evidence; and [3] that disclosure is more important to the interests of substantial justice than protection from injury to the therapist-recipient relationship or to the recipient or other whom disclosure is likely to harm. 740 ILCS 110/10(a)(1).

The Act's definition explicitly defines "records" so as to exclude a therapist's personal notes from the definition. 740 ILCS 110/2 ("Record does not include the therapist's personal notes . . . ."). As such, Section 10(a)(1) does not trump Section 3(b) with respect to records.

However, the term "communication" is defined by the act as "any communication made by a recipient or other person to a therapist . . . ." 740 ILCS 110/2. As such, communications represented in a therapist's personal notes are discoverable under Section 10(a)(1) if, after an in camera inspection, the court is satisfied with the three criteria outlined in that Section.

Under the first criteria, the court must determine that the communications are relevant, probative, not unduly prejudicial or inflammatory and otherwise clearly admissible. The court's review of the therapist's notes revealed that the lion's share of the material was not relevant to the underlying dispute. However, there are ten pages of material that contain communications concerning Plaintiff's injury and the problems associated with her injury. The court is convinced that these ten pages are relevant, probative, not unduly prejudicial or inflammatory and otherwise ...


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