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In re American Rivers and Idaho Rivers United

June 22, 2004


Before: Edwards and Henderson, Circuit Judges, and Williams, Senior Circuit Judge.

The opinion of the court was delivered by: Karen Lecraft Henderson, Circuit Judge

Argued March 16, 2004

On Petition for Writ of Mandamus

In 1997 a coalition of environmental organizations petitioned the Federal Energy Regulatory Commission (FERC) to formally consult under section 7 of the Endangered Species Act with the National Marine Fisheries Service of the National Oceanic and Atmospheric Administration (NOAA)*fn1 regarding FERC's ongoing regulatory authority over hydropower operations affecting threatened and endangered anadromous*fn2 fish in the Snake River basin. The petition has gone unanswered for more than six years. Now petitioners American Rivers and Idaho Rivers United (collectively, petitioners) seek a writ of mandamus compelling a response, alleging that FERC's sixyear delay is unreasonable under the Administrative Procedure Act (APA), 5 U.S.C. § 706(1). For the reasons set forth below, we grant the writ and order FERC to respond to the petition within 45 days of the issuance of this opinion.


The Endangered Species Act (ESA or Act), 16 U.S.C. §§ 1531 et seq., is generally regarded as "the most comprehensive legislation for the preservation of endangered species ever enacted by any nation." Tennessee Valley Auth. v. Hill, 437 U.S. 153, 180 (1978); see also Rancho Viejo, LLC v. Norton, 323 F.3d 1062, 1064 (D.C. Cir. 2003), cert. denied, 124 S. Ct. 1506 (2004). Finding that various species of fish, wildlife and plants valuable to the health and welfare of the nation have become extinct or face extinction because of "economic growth and development untempered by adequate concern and conservation," 16 U.S.C. § 1531(a)(1)-(3), the Congress enacted the ESA to provide a means for conserving endangered and threatened species as well as the ecosystems they depend on, see id. § 1531(b); Rancho Viejo, 323 F.3d at 1064.

The ESA confers on the United States Departments of the Interior (Interior) and of Commerce (Commerce) shared responsibilities for protecting threatened*fn3 or endangered*fn4 species of fish, wildlife and plants. See 16 U.S.C. § 1533(a). The Commerce Secretary has, in turn, delegated his authority to list threatened or endangered marine and anadromous species to the Service. Id. § 1533(a)(2)(A); 50 C.F.R. § 402.01(b); see 50 C.F.R. §§ 223.102 (threatened species), 224.101 (endangered species).

Section 7 of the ESA requires all federal agencies, "in consultation with and with the assistance of the [Commerce or Interior] Secretary," to further the ESA's purpose by "carrying out programs for the conservation" of listed species. 16 U.S.C. § 1536(a)(1). An agency must ensure that its actions, including licensures, are "not likely to jeopardize the continued existence of any endangered or threatened species or result in the destruction or adverse modification of habitat of such species which is determined by the Secretary ... to be critical." Id. § 1536(a)(2); see Rancho Viejo, 323 F.3d at 1064. Upon determining that its activity "may affect listed [marine or anadromous] species or critical habitat," an agency must initiate formal consultation with the Service*fn5 by submitting a written request containing, inter alia, descriptions of the contemplated action and listed species or critical habitat that may be affected by it. 50 C.F.R. § 402.14(a), (c). Formal consultation ordinarily culminates with the Service's issuance of a biological opinion that makes a "jeopardy" or "no jeopardy" conclusion. Id. § 402.14(g)(4), (h)(3); see 16 U.S.C. § 1536(b)(4). If it determines that the action "is likely to jeopardize the continued existence of a listed species or result in the destruction or adverse modification of critical habitat," the opinion suggests "reasonable and prudent alternatives, if any," the agency can take to avoid violating section 7. 50 C.F.R. § 402.14(h)(3); see 16 U.S.C. § 1536(b)(3)(A). According to the Service's regulations, formal consultation must usually be concluded within 90 days. See 50 C.F.R. § 402.14(e).

In 1955 FERC's predecessor, the Federal Power Commission (Commission), granted a 50-year license to the Idaho Power Company (IPC) to construct, operate and maintain the Hells Canyon Complex, a hydropower project composed of three dams -- Oxbow, low Hells Canyon and Brownlee -- in the Hells Canyon area of the Snake River. See Idaho Power Co., Opinion & Order, 14 F.P.C. 55 (Aug. 4, 1955), reprinted in Petitioners' Addendum (P.A.) 1, 20. The Commission recognized then that the project "would adversely affect the fish and wildlife resources of the area, and particularly the anadromous fish." P.A. 7. Because the project "would block the runs of anadromous fish," the Commission concluded that "some type of fish facilities would have to be provided for the protection of this resource." P.A. 17. Accordingly, to minimize the project's impact on the anadromous fish, the Commission required the IPC to construct and maintain "fish ladders, fish traps or other fish handling facilities or fish protective devices and provide fish hatchery facilities for the purpose of conserving the fishery resources." P.A. 21-22. The IPC's license also included a "re-opener" clause, provid ing that the company must "comply with such reasonable modifications of the project structures and operation in the interest of fish life as may be prescribed hereafter by the Commission upon its own motion or upon the recommendation of the Secretary." P.A. 22.

It is not disputed that hydropower projects have contributed to declining populations of anadromous fish -- namely, salmon and steelhead trout species -- in the Snake River and the Columbia River basin. See, e.g., Endangered and Threatened Species; Proposed Endangered Status for Snake River Sockeye Salmon, 56 Fed. Reg. 14,055, 14,058 (Apr. 5, 1991) (proposed rule ("[C]urrent annual salmon and steelhead production in the Columbia River Basin is more than 10 million fish below historical levels, with 8 million of this annual loss estimate attributable to hydropower development and operation.")). So far the Service has listed three Snake River anadromous fish species as endangered and one as threatened, each time listing hydropower development as a factor contributing to population decline.*fn6 In 1991 the Service listed the Snake River sockeye salmon as endangered. See 56 Fed. Reg. at 58,623. It listed two more species of salmon, the Snake River spring/summer chinook salmon and the Snake River fall chinook salmon, as threatened the following year*fn7 and as endangered two years later through an emergency rule.*fn8 See 59 Fed. Reg. at 54,840; 59 Fed. Reg. at 42,531-32. In 1993 the Service also designated an area including the Hells Canyon reach of the Snake River as critical habitat for these three salmon species. See Designated Critical Habitat; Snake River Sockeye Salmon, Snake River Spring/Summer Chinook Salmon, and Snake River Fall Chinook Salmon, 58 Fed. Reg. 68,543, 68,546 (Dec. 28, 1993) (final rule). And in 1997, the Service listed the Snake River population of west coast steelhead trout as threatened. See 62 Fed. Reg. at 43,950.

Reacting to these developments, a coalition of environmental organizations (including petitioner American Rivers) requested FERC in November 1997 to initiate formal consultation with the Service regarding FERC's ongoing regulation of IPC's operation of the Hells Canyon Complex.*fn9 See Petition to Initiate Consultation Under the Endangered Species Act at 1-17, reprinted in P.A. 40-56 [hereinafter 1997 petition]. The petition asked FERC to act within 30 days "[b]ecause time is running out for the endangered salmon." P.A. 56. The coalition further recited that it would consider FERC's failure to respond within 30 days a constructive denial of the petition and would file immediately for rehearing. P.A. 56.

When FERC failed to meet the deadline, the coalition reacted as promised. It notified FERC that it considered the agency's inaction a denial of the petition and requested rehearing. See Request for Rehearing of Constructive Order Denying Petition to Initiate Consultation Under the Endangered Species Act at 1-3, reprinted in P.A. 111-13. FERC subsequently denied rehearing, noting "[b]ecause there has been no order from which to seek rehearing, [the] rehearing request is premature and must be rejected." Idaho Power Co., Order Rejecting Request for Rehearing, 82 FERC ¶ 61,-049 (Jan. 22, 1998) (footnote omitted). The coalition then petitioned the Ninth Circuit Court of Appeals for review of FERC's denial of the petition effected by its failure to act. See American Rivers v. FERC, 170 F.3d 896 (9th Cir. 1999). It met with no more success there. Id. at 897. The Ninth Circuit dismissed the petition for want of jurisdiction, explaining that "appellate jurisdiction is dependent on the issuance of an order by FERC" and the agency's "[m]ere inaction ... cannot be transmuted by petitioners into an order rejecting their petition." Id.

Following the Ninth Circuit's decision, coalition members along with other groups have repeatedly requested FERC to either grant the 1997 petition and immediately initiate section 7 consultation or formally deny the petition.*fn10 More than six years later, FERC has yet to respond to the 1997 petition.

The petitioners now ask us to grant a writ of mandamus compelling FERC to act formally on the 1997 petition. We have jurisdiction to entertain the request in order to safeguard our prospective jurisdiction under the Federal Power Act, 16 U.S.C. ยง 825l(b). See Telecomms. Research & Action Center v. FCC, 750 F.2d 70, 76 (D.C. Cir. 1984) ("Because the statutory obligation of a Court of Appeals to review on the merits may be defeated by an agency that fails to resolve disputes, a ...

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