APPELLATE COURT OF ILLINOIS FIRST DISTRICT THIRD DIVISION
June 28, 2002
THE PEOPLE OF THE STATE OF ILLINOIS, PLAINTIFF-APPELLEE,
GREGORY FIELDS, DEFENDANT-APPELLANT.
Appeal from the Circuit Court of Cook County. No. 94 CR 7911. Honorable Lon Shultz, Judge Presiding.
The opinion of the court was delivered by: Presiding Justice Hall.
MODIFIED OPINION UPON DENIAL OF REHEARING
The defendant, Gregory Fields, appeals from an order of the circuit court of Cook County dismissing his petition for relief pursuant to the Post-Conviction Hearing Act (the Act) (725 ILCS 5/122-1 et seq. (West 1998)). The circuit court dismissed the petition as frivolous and patently without merit.
The defendant appeals the dismissal of his petition, raising the following issues: (1) whether the petition set forth sufficient facts upon which to base a meritorious claim of ineffective assistance of counsel; (2) whether the defendant's extended-term sentence is unconstitutional under the United States Supreme Court's decision in Apprendi v. New Jersey, 530 U.S. 466, 147 L. Ed. 2d 435, 120 S. Ct. 2348 (2000); and (3) whether the provision of the Act permitting the summary dismissal of the defendant's petition is unconstitutional since it was enacted in violation of the single subject rule.
The defendant was indicted and charged with three counts of first degree murder and one count each of armed robbery, conspiracy to commit first degree murder and residential burglary.
Following a fitness hearing on March 26, 1996, Judge Schultz found the defendant unfit to stand trial. In his March 6, 1996, report to the trial court, Dr. Albert H. Stipes stated that the defendant had marginal contact with reality, showed evidence of a severe depressed mood, suffered from auditory hallucinations and was suicidal. At the defendant's fitness hearing, Dr. Stipes testified that the defendant was receiving Tegritol and Dilantin for epilepsy and Haldol, a psychotropic medication, for his psychiatric condition. The defendant was remanded to the Elgin Mental Health Center, where he was diagnosed with a schizoaffective disorder with depressed features.
On June 13, 1996, the staff at Elgin reported that the defendant had been restored to fitness. In the report prepared by the Elgin staff, Dr. Carreria diagnosed the defendant as malingering and suffering from polysubstance abuse and an anti-social personality disorder.
On July 3, 1996, a second fitness hearing was held. After reviewing his previous reports, the reports from Elgin and interviewing the defendant, Dr. Stipes concluded that the defendant was currently fit for trial and needed no medication. Judge Schultz found the defendant fit to stand trial.
On October 16 and 23, 1996, Judge Brady conducted a hearing on the defendant's motion to suppress his confession. The defendant maintained that his confession was not voluntary because he was suffering from an overdose of asthma medication and that police refused to provide him with medical treatment until he confessed. Judge Brady denied the motion to suppress.
On January 29, 1997, the defendant pleaded guilty to first degree murder, conspiracy to commit murder, armed robbery and residential burglary. Judge Brady denied the State's request to find the defendant eligible for the death penalty. Judge Brady then sentenced the defendant to an extended term of 75 years' imprisonment in the Department of Corrections. Judge Brady admonished the defendant that he had 30 days within which to withdraw his guilty plea.
On September 2, 1999, the defendant filed a motion to withdraw his guilty plea and vacate his sentence. The defendant alleged that his guilty plea was not voluntary because he was ingesting psychotropic medication at the time he pleaded guilty and could not understand the proceedings. The defendant further alleged that his attorney was aware that he was heavily medicated and could not assist with his defense but still allowed him to plead guilty. Finally, the defendant alleged that he had received ineffective assistance of counsel because his attorney failed to present any evidence to the trial court concerning his psychiatric condition and failed to advise the court that the defendant was taking psychotropic medication during the trial proceedings and his guilty plea.
While noting that the motion was untimely filed and did not comply with Supreme Court Rule 604(d) (188 Ill. 2d R. 604(d)), Judge Schultz reviewed the merits of the motion and denied it. The defendant did not appeal from the denial of his motion to withdraw his guilty plea.
On November 22, 1999, the defendant filed a pro se post-conviction petition. In his petition, the defendant alleged that his trial counsel coerced him into pleading guilty and that he was heavily medicated at the time of the plea. Judge Schultz dismissed the petition as frivolous and patently without merit. The defendant then filed this timely appeal.
I. Whether the Defendant Set Forth the Gist of a Claim of Ineffective Assistance of Counsel
A. Standard of Review
We review the dismissal of a post-conviction petition de novo. People v. Coleman, 183 Ill. 2d 366, 388-89, 701 N.E.2d 1063, 1075 (1998).
The Illinois Post-Conviction Hearing Act provides a remedy for defendants who have suffered a substantial violation of their constitutional rights at trial. People v. Edwards, 197 Ill. 2d 239, 243-44, 757 N.E.2d 442, 445 (2001). A post-conviction petition is considered frivolous or patently without merit and subject to dismissal by the circuit court only if the allegations in the petition, taken as true and liberally construed, fail to present the "'gist of a constitutional claim.' [Citation.]" Edwards, 197 Ill. App. 3d at 244, 757 N.E.2d at 445. In Edwards, our supreme court noted that under that standard, a post-conviction petition "'need only present a limited amount of detail' [citation] and hence need not set forth the claim in its entirety" or "include 'legal arguments or [citations] to legal authority.' [Citation.]" Edwards, 197 Ill. 2d at 244, 757 N.E.2d at 445. Finally, in Edwards, the court declined to adopt the "sufficient facts" test, utilized in previous appellate court decisions. Edwards, 197 Ill. 2d at 245, 757 N.E.2d at 446.
A post-conviction action is not an appeal from an underlying judgment. Rather, it is a collateral attack on a prior conviction and sentence. People v. Towns, 182 Ill. 2d 491, 502, 696 N.E.2d 1128, 1133 (1998). The purpose of a post-conviction proceeding is to allow inquiry into constitutional issues involved in the original conviction and sentence that have not been and could not have been adjudicated previously on direct appeal. Towns, 182 Ill. 2d at 502, 696 N.E.2d at 1133-34. Issues that were raised and decided on direct appeal are barred by the doctrine of res judicata; issues that could have been presented on direct appeal, but were not, are waived. Towns, 182 Ill. 2d at 502-03, 696 N.E.2d at 1134. Any claim of substantial denial of constitutional rights not raised in the original or amended petition is waived. People v. Davis, 156 Ill. 2d 149, 158, 619 N.E.2d 750, 755 (1993). Where fundamental fairness so requires, however, strict adherence to the rule of waiver may be avoided. Davis, 156 Ill. 2d at 158, 619 N.E.2d at 755.
The State contends that the defendant has waived his right to post-conviction relief because he could have raised his ineffectiveness of counsel argument on direct appeal.
In his post-conviction petition, the defendant alleged, inter alia, that he was forced to lie in pretrial proceedings and that his defense counsel coerced him into plea bargaining while he was on prescribed heavy doses of psychotropic medication.
At the time that the defendant filed his motion to withdraw his guilty plea, the records from the Cermak Health Services of Cook County which detail the medications prescribed for the defendant up to the date of his guilty plea were not part of the record. Therefore, we disagree with the State that the defendant could have raised the issue on direct appeal. See Towns, 182 Ill. 2d at 523, 696 N.E.2d at 1143 (the defendant could not raise defense counsel's ineffectiveness at sentencing because the claim was based upon additional mitigating evidence not part of the record on his direct appeal).
To prevail on a claim of ineffective assistance of counsel, the defendant must show that (1) counsel's performance was so seriously deficient as to fall below an objective standard of reasonableness under the prevailing professional norms, and (2) the deficient performance so prejudiced the defendant as to deny him a fair trial. People v. Steppan, 322 Ill. App. 3d 620, 628, 751 N.E.2d 32, 38 (2001). The defendant must establish both prongs of the test in order for the court to find the ineffective assistance of counsel. Steppan, 322 Ill. App. 3d at 630, 751 N.E.2d at 41.
The defendant contends that his counsel was ineffective because she failed to inform the trial court at the second fitness hearing that the defendant was suffering from a mental disorder, specifically, that he was experiencing auditory hallucinations and depression and that he was prescribed and was taking Haldol, a psychotropic medication. He argues that had his defense counsel investigated the Cermak Health Service records of his treatment, she might have chosen to call his treating physicians to contradict Dr. Stipes' testimony or request another fitness hearing.
In Illinois, a defendant is presumed fit to stand trial, to plead and be sentenced. A defendant is unfit if, because of his mental or physical condition, he is unable to understand the nature and the purpose of the proceedings against him or to assist in his defense. 725 ILCS 5/104-10 (West 1996). The fact that a defendant is receiving psychotropic medication does not, by itself, raise a bona fide doubt as to his fitness. Steppan, 322 Ill. App. 3d at 628, 751 N.E.2d at 38-39.
A defendant may be competent to participate at trial even though his mind is otherwise unsound. People v. Damico, 309 Ill. App. 3d 203, 210, 722 N.E.2d 194, 201 (1999). Fitness speaks only to a person's ability to function within the context of a trial; it does not refer to competence in other areas. Damico, 309 Ill. App. 3d at 210, 722 N.E.2d at 201. No single factor in and of itself raises a bona fide doubt of a defendant's fitness to stand trial; the fact that the defendant suffers a mental disturbance or requires psychiatric treatment does not necessarily raise a bona fide doubt. Damico, 309 Ill. App. 3d at 210, 722 N.E.2d at 201.
The facts that the defendant was being housed in the residential treatment unit (RTU) of the jail, that he was suffering from auditory hallucinations and that he was receiving Haldol do not raise a bona fide doubt as to his fitness to stand trial. In the June 13, 1996, fitness evaluation, which was prepared by Dr. Carreira and the Elgin staff, the defendant was diagnosed as malingering as well as suffering from polysubstance abuse and an anti-social personality disorder. As to the issue of fitness, the report stated as follows:
"Mr. Fields demonstrates his ability to understand the fundamentals of fitness when he discusses possible outcomes in his case, knows his charges and can give an account of circumstances surrounding his arrest. He understands the role functions of the court officers and is satisfied with his public defender. He is capable of cooperating with counsel if motivated. His response to treatment and current level of functioning indicate that he is FIT TO STAND TRIAL." *fn1
The cases relied on by the defendant are factually distinguishable. In People v. Howard, 74 Ill. App. 3d 138, 392 N.E.2d 775 (1979), the defendant was found fit to stand trial based upon the report of the court-appointed psychiatrist who was not aware of the defendant's psychiatric history. After the defendant was convicted, the probation officer obtained the defendant's hospitalization records, which contradicted the findings in the court-appointed psychiatrist's report. The reviewing court concluded that, had these records been available, the outcome of the fitness hearing might have been different, and given that the defendant had mentioned a prior commitment at her fitness hearing and that the records were readily discoverable by the probation officer, defense counsel's failure to discover and present the defendant's psychiatric records was ineffective assistance of counsel.
In People v. Murphy, 160 Ill. App. 3d 781, 513 N.E.2d 904 (1987), the defendant alleged that defense counsel was ineffective for failing to investigate his mental condition or to obtain records of his prior hospitalizations for mental problems. The defendant maintained that the fact that he was housed in the RTU should have put defense counsel on notice that he was suffering potentially serious mental problems.
The reviewing court held that the defendant had received ineffective assistance of counsel, since the defense counsel acknowledged to the trial court that he thought it important that the defendant was housed in the RTU and that he had difficulty communicating with the defendant. Such information required that defense counsel investigate the nature of the defendant's problems and, if warranted, investigate his psychiatric history. However, the court refused to hold that the defendant's assignment to the RTU, by itself, imposed a duty to investigate the defendant's psychiatric history. Murphy, 160 Ill. App. 3d at 790, 513 N.E.2d at 910.
In the present case, therefore, the fact that the defendant was housed in the RTU did not require defense counsel to investigate the reasons the defendant was assigned to that unit. The defendant had just been examined and declared fit for trial. The defendant had also been characterized as a "malingerer." Even if defense counsel was aware that the defendant was still taking Haldol and was experiencing hallucinations, the defendant's ability to testify on his own behalf at the motion to suppress his confession and his behavior during the guilty plea proceedings belied any indication that either the medication or the hallucinations were causing him to be unfit.
We conclude that defense counsel in this case was not ineffective for failing to investigate the defendant's psychiatric records after he was released from Elgin. Unlike both Murphy and Howard, having access to the Cermak Health Services' records of the defendant's treatment would not have changed the outcome of the fitness hearing or prompted a third fitness hearing, as no bona fide doubt existed as to the defendant's fitness to stand trial in this case.
We conclude that the defendant has failed to set forth the gist of a constitutional claim of ineffective assistance of counsel.
Moreover, our supreme court has consistently upheld the dismissal of a post-conviction petition when the record from the original trial proceedings contradicts the defendant's allegations. People v. Rogers, 197 Ill. 2d 216, 222, 756 N.E.2d 831, 834 (2001). In this case, following the determination that he was restored to fitness, the defendant testified on his own behalf on his motion to suppress his confession and participated in the guilty plea proceedings in this case. He never exhibited any irrational behavior or in any way indicated that he did not understand the proceedings. He specifically denied that any one had threatened him in order to force him to plead guilty.
The record in this case contradicts the defendant's allegations that he was heavily medicated at the time of his guilty plea and that his attorney coerced him into pleading guilty.
Finally, section 122-2 of the Act requires that the defendant attach affidavits, records or other evidence supporting the allegations of his post-conviction petition to the petition or state why they are not attached. 725 ILCS 5/122-2 (West 1998). This requirement is not satisfied by the defendant's verification of the petition itself. People v. Collins No. 90679, slip op. at 6 (March 15, 2002) (petition for rehearing pending). Where a defendant's petition is not supported by affidavits, records or other evidence, and no explanation is offered for the absence of such documentation, summary dismissal of the post-conviction petition is justified. Collins, slip op. at 5.
In his post-conviction petition, the defendant alleged that certain witnesses would testify in support of his claims that he was suffering from mental health problems and as a result was easily coerced into committing perjury and that his attorney forced him to plea bargain. *fn2 He also refers to a letter in the possession of one of the witnesses that his attorney refused to show to the trial court. However, the defendant failed to attach any affidavits from these witnesses or explain why the witnesses' affidavits are not attached to the post-conviction petition. The defendant also failed to attach a copy of the letter he referred to or explain why a copy of the letter was not attached to the petition.
Since the record in this case refutes the allegations of the defendant's post-conviction petition, and the defendant failed to support his petition with affidavits, records or other evidence or explain their absence, summary dismissal of his petition is proper.
For all the foregoing reasons, we conclude that Judge Schultz did not err in dismissing the defendant's post-conviction petition as frivolous and without merit.
II. Whether the Defendant's Extended-term Sentence is Unconstitutional Under Apprendi
A. Standard of Review
The court reviews the constitutionality of a statute de novo. People v. Givens, 319 Ill. App. 3d 910, 912, 747 N.E.2d 436, 438 (2001).
At the outset and despite the State's lengthy argument to the contrary, we elect not to abandon or reconsider our position that Apprendi applies to a defendant's initial and timely filed post-conviction proceeding. See People v. Beachem, 317 Ill. App. 3d 693, 740 N.E.2d 389 (2000). We note that the second division of this court has reached the opposite conclusion. People v. Stewart, 326 Ill. App. 3d 933, 726 N.E.2d 604 (2001); People v. Kizer, 318 Ill. App. 3d 238, 741 N.E.2d 1103 (2000) (holding that Apprendi does not apply to cases on collateral review). Nevertheless, we are still persuaded by Justice Wolfson's exhaustive research and thoughtful analysis in Beachem, and we continue to hold that Apprendi applies to a defendant's initial and timely filed post-conviction petition.
Next, the State maintains that the defendant's failure to raise an Apprendi challenge to his sentence in his post-conviction petition waives said challenge. See 725 ILCS 5/122-3 (West 1998) (failure to specify error in post-conviction petition waives consideration of the error). However, the decision in Apprendi was not issued until June 1, 2000, while the defendant's post-conviction petition had been filed and already denied by December 22, 1999. In any event, the constitutional dimension of the question permits this court to address the issue regardless of the defendant's failure to raise it before the circuit court. See Beachem, 317 Ill. App. 3d at 706, 740 N.E.2d at 397-98.
The State then contends that the defendant may not raise an Apprendi challenge since he pleaded guilty to the charges in this case. The State relies on the well-established rule that a voluntary plea of guilty waives all errors, defects and irregularities in the proceedings that are not jurisdictional, including constitutional error.
In People v. Jackson, 199 Ill. 2d 286, 769 N.E.2d 27 (2002), our supreme court held that by pleading guilty, a defendant waives a challenge to his or her sentence based upon Apprendi. Even though Apprendi was an appeal from a guilty plea, the court distinguished Apprendi pointing out that the defendant in that case reserved the right to challenge the hate crime sentence enhancement on constitutional grounds. Jackson, 199 Ill. 2d at 297, 769 N.E.2d at 27. The court explained its decision as follows:
"A clear understanding of Apprendi explains why defendant's guilty plea waived her Apprendi-based argument. The underlying lesson of Apprendi is, '[p]ut simply, facts that expose a defendant to a punishment greater than that otherwise legally prescribed were by definition "elements" of a separate legal offense.' Apprendi, 530 U.S. at 483 n.10, 147 L. Ed. 2d at 450 n.10, 120 S. Ct. at 2359 n.10. See also Apprendi, 530 U.S. at 492, 147 L. Ed. 2d at 456, 120 S. Ct. at 2363-64 (rejecting as 'nothing more than a disagreement with the rule we apply today' the argument that '[t]he required finding of biased purpose is not an "element" of a distinct hate crime offense, but rather the traditional "sentencing factor" of motive'). Every fact necessary to establish the range within which a defendant may be sentenced is an element of the crime and thus falls within the constitutional rights of a jury trial and proof beyond a reasonable doubt, made applicable to the states by the due process clause of the fourteenth amendment. But by pleading guilty, a defendant waives exactly those rights. A knowing relinquishment of the right to a trial by jury is the sine qua non of a guilty plea. Thus it is clear that Apprendi-based sentencing objections cannot be heard on appeal from a guilty plea." (Emphasis in original.) Jackson, 199 Ill. 2d at 295-96, 769 N.E.2d at 26. See also Hill v. Cowan, No. 90229, slip op. at 3 (April 18, 2002) (petition for rehearing pending) (petitioner's guilty plea forecloses him from raising an Apprendi challenge to his sentence).
In the present case, the defendant contends that since the Illinois extended-term statute does not contain any requirement that he be provided with notice of the facts that subject him to an increased penalty or that a jury determine whether those facts exist beyond a reasonable doubt, he must be resentenced to a nonextended term. However, in Jackson, the court rejected the same argument, stating as follows:
"This argument is without merit, because the trial court is not required to apprise a defendant of the elements of the crimes with which he is charged before accepting a guilty plea. [Citation.] All that the defendant need be informed of are: (1) the nature of the charge against him; (2) the maximum and minimum penalties to which he could be subjected; (3) his right to plead not guilty, if he so chooses; and (4) that a guilty plea would operate to waive his rights to a jury trial and to be confronted with the witnesses against him. [Citation.]" Jackson, 199 Ill. 2d at 296-97, 769 N.E.2d at 27.
In this case, the defendant received the required admonishments. Although he was not advised that he could receive an extended term if the trial court found that the offenses were accompanied by brutal and heinous behavior, the defendant was admonished that the possible penalties he could receive included a term of years, an extended-term sentence, natural life imprisonment or the death penalty, although the trial court declined to find the defendant eligible for the death penalty. *fn3 Knowing the full range of penalties he faced, the defendant still chose to plead guilty. Thus, the defendant made the decision to relieve the State of proving any element of the crime by pleading guilty. See Jackson, 199 Ill. 2d at 297, 769 N.E.2d at 27 (describing such a decision as "quintessential waiver").
Based upon the decisions in Jackson and Hill, we hold that the defendant waived his Apprendi-based sentencing objection by pleading guilty in this case.
III. Constitutionality of Public Act 83-942
The defendant contends that Public Act 83-942 (Pub. Act 83-942, eff. November 23, 1983), which amended the Act to provide for the summary dismissal of a post-conviction petition, violates the single subject rule of article IV, section 8, of the Illinois Constitution (Ill. Const. 1970, art. IV, §8).
This court has already addressed and rejected the argument that Public Act 83-942 violates the single subject rule. See People v. Roberts, 318 Ill. App. 3d 719, 733-34, 742 N.E.2d 1025 (2000). Moreover, this argument has been rejected by every other district of the appellate court except for the Fifth District, which apparently has not yet addressed the issue. See Stewart, 326 Ill. App. 3d at 939-40, 726 N.E.2d at 609. *fn4
Since we agree with the reasoning and the result in those cases, we continue to hold that Public Act 83-942 does not violate the single subject rule.
The judgment of the circuit court is affirmed.
CERDA and WOLFSON, JJ., concur.