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People v. Ogle

June 02, 2000


The opinion of the court was delivered by: Justice O'brien

Appeal from the Circuit Court of Cook County Honorable Thomas P. Panichi Judge Presiding.

The State appeals an order of the circuit court suppressing defendant's, David Ogle's, blood-alcohol test results as evidence in defendant's trial for driving under the influence of alcohol. On appeal, the State contends the circuit court erred in barring the evidence. Defendant has failed to file a responsive brief; however, the State's brief and the record are sufficient for us to review the circuit court's order. See First Capitol Mortgage Corp. v. Talandis Construction Corp., 63 Ill. 2d 128, 133 (1976). We reverse and remand.

In February, 1997, defendant was charged with driving under the influence of alcohol (625 ILCS 5/11-501(a)(2) (West 1996)) after a one- car accident. After his arrest, defendant complained of chest pains and was taken to South Suburban Hospital by paramedics. During treatment, defendant's blood was drawn by the staff and it tested to a blood- alcohol content (BAC) of .261. The hospital gave that information to the police, who charged defendant with another count of driving a vehicle while his blood-alcohol concentration was .10 or more (625 ILCS 5/11-501(a)(1)(West 1996)).

The State subpoenaed the defendant's hospital records and requested the records be sent to the judge listed on the subpoena. The subpoena was returnable in the trial courtroom.

Later, defendant made a motion in limine to bar the hospital nurse from testifying about defendant's BAC. Defendant claimed the State violated defendant's physician-patient privilege when the State interviewed the nurse with the medical records and when the State wrongfully reviewed the records with no in camera inspection by the court.

Conflicting information was adduced as to the return of the subpoena. The State contended that the subpoena was returned before another judge who tendered the medical records to the State; defendant contended the medical records were not reviewed in camera. There are no transcripts, nor is there common law record indicating an in camera review or any review of medical records by the circuit court.

The circuit court found that the medical records were not reviewed in camera with defendant present and, thus, that defendant did not have an opportunity to waive his physician-patient privilege. The circuit court found that this was a violation of circuit court rules requiring that subpoenaed materials be made available for judicial review. The court sanctioned the State by barring it from using defendant's medical records. The court ordered that the nurse producing the medical records could testify only to the general observations of defendant's condition at the hospital.

On appeal, the State argues that the circuit court abused its discretion in barring the medical records as a sanction for failing to comply with the court rules on subpoenas.

A subpoena is a compulsory process for obtaining witnesses or documentary evidence in all criminal prosecutions and is guaranteed by the sixth amendment. U.S. Const., amend. VI; People v. Shukovsky, 128 Ill. 2d 210, 222 (1988); People ex rel. Fisher v. Carey, 77 Ill. 2d 259, 265 (1979). A subpoena is separate from the rules of discovery, (People v. Mitchell, 297 Ill. App. 3d 206, 209 (1998); Carey, 77 Ill. 2d at 267) and constitutionally and statutorily independent of discovery rules. People v. Harris, 91 Ill. App. 3d 1, 2-3 (1980).

Absent a motion to quash presented to the trial court, subpoenaed materials must be made available for judicial review. People v. Walley, 215 Ill. App. 3d 971, 974 (1991). The remedy for noncompliance is a matter committed to the discretion of the trial court. Cohn v. Northern Trust Co., 250 Ill. App. 3d 222, 227 (1993).

Prejudice to the parties, of necessity, is part of the analysis of sanctions for violations of a subpoena. Discovery cases are instructive in our analysis of prejudice for noncompliance with subpoenas. Those cases hold that exclusion of evidence is a harsh measure and other sanctions are initially preferred. People v. Hall, 235 Ill. App. 3d 418 (1992); People v. Aguilar, 218 Ill. App. 3d 1, 9-10 (1991); People v. Washington, 182 Ill. App. 3d 168, 174 (1989).

Here, the circuit court determined that the State's failure to review the blood-alcohol test results in camera prejudiced defendant by denying him the opportunity to assert his physician-patient privilege. We disagree. Section 11-501.4 of the Illinois Vehicle Code (Code) (625 ILCS 5/11-501.4 (West 1998)), cited by the State, controls the issue of whether the disclosure of defendant's blood-alcohol test results would violate his physician-patient privilege.

Section 11-501.4 provides, in relevant part, as follows:

"(a) Notwithstanding any other provision of law, the results of blood tests performed for the purpose of determining the content of alcohol *** of an individual's blood conducted upon persons receiving medical treatment in a hospital emergency room are admissible in evidence as a business record exception to the hearsay rule only in prosecutions for any violation of Section 11-501 of this Code or a similar provision of a local ordinance, or in ...

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