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United States v. Haywood


November 28, 1995






Appeal from the United States District Court for the Southern District of Illinois, East St. Louis Division. No. 93 CR 30059--William L. Beatty, Judge.

Before BAUER, KANNE and D. WOOD, Circuit Judges.

BAUER, Circuit Judge.



Burnis Haywood was charged and convicted of one count of conspiracy to distribute cocaine and cocaine base in violation of 21 U.S.C. secs. 841(a)(1) and 846. On appeal, Haywood asserts that the district court erred in permitting the "expert" testimony of one witness and in limiting defense counsel's cross-examination of that witness. We affirm the conviction.


In 1992, law enforcement agents began investigating a conspiracy that imported cocaine from Texas and redistributed the cocaine as cocaine or cocaine base in southern Illinois. Members of the conspiracy included Charlie Mitchell Johnson, Gary Studo, Jerome Powers, Herman Smith, Jr., Fred Smith, Lonnie Somach, Cynthia Vargas, Bernadette Williams, Daryl Ramone Wilson, Marisela Mejia and Burnis Haywood. Charlie Mitchell Johnson and Gary Studo acted as the Texas sources of the cocaine supply. Jerome Powers, Herman Smith, Jr., and Fred Smith would purchase cocaine from Johnson and/or Studo and redistribute it in southern Illinois. Couriers transported the money and drugs between Illinois and Texas.

On April 21, 1993, a federal grand jury in the Southern District of Illinois issued an eight-count indictment that named Burnis Haywood and the ten others listed above. Haywood was named only in count I, which charged all eleven defendants with conspiracy to distribute cocaine and cocaine base in violation of 21 U.S.C. secs. 841(a)(1) and 846. The ten co-defendants pleaded guilty.

At trial, the government called nine of the ten co-defendants to testify about Haywood's role in the conspiracy. The government submitted into evidence the various plea agreements signed by those codefendants, as well as the stipulations of facts that accompanied each agreement. During cross-examination of Gary Studo, who had entered a noncooperating guilty plea, defense counsel attempted to show that Studo had lied on the witness stand because he had testified to matters not included in the stipulation of facts that he had signed as part of his plea agreement. Defense counsel also tried to show that the possibility of receiving credit for his cooperation against Haywood gave Studo a motive to lie in his plea agreement or in his testimony at trial. The prosecutor later called Studo's attorney, Phillip Kavanaugh, to testify about Studo's plea agreement, and specifically about whether Studo's stipulation of facts was intended to be all-inclusive. Kavanaugh also testified that Studo had entered a noncooperating plea agreement. In addition, Kavanaugh testified generally about proffers and about how a defendant might obtain a reduced sentence in exchange for his or her cooperation in an investigation. The prosecutor did not move to qualify Kavanaugh as an expert witness, nor did the district court declare him an expert.

Defense counsel sought to impeach Kavanaugh with a letter written by Kavanaugh to Studo in December 1992. In this letter, written more than two months before Studo entered his noncooperating plea agreement in February 1993, Kavanaugh indicated that the government might give Studo some kind of credit in exchange for his cooperation against Haywood. The prosecutor objected to the letter's relevance, and the district court subsequently admitted into evidence a redacted version of the letter. *fn1


A. Expert Witness Testimony

On appeal, Haywood first asserts that Phillip Kavanaugh testified as an expert witness, and that the district court abused its discretion in allowing Kavanaugh's testimony because that testimony impermissibly "invaded areas in the exclusive province of the jury" by bolstering Gary Studo's credibility. We agree that certain aspects of Kavanaugh's testimony came quite close to being expert testimony, even if the district court did not qualify Kavanaugh as an expert. *fn2 However, whether Kavanaugh testified as an expert or as a lay witness has no bearing on our analysis, because the standard of review remains the same. We must determine whether the district court abused its discretion in allowing Kavanaugh's testimony. See, e.g., United States v. Willis, 61 F.3d 526, 533 (7th Cir. 1995) (appellate court reviews rulings concerning admission of expert testimony for abuse of discretion); United States v. Saulter, 60 F.3d 270, 275 (7th Cir. 1995) (appellate court reviews evidentiary rulings for abuse of discretion). During the sidebar discussion that followed defense counsel's initial objection to Kavanaugh's testimony, the district court stated that counsel had opened the door to the testimony by creating an inference that a stipulation of facts was all-inclusive, and that if Studo (and the other co-defendants who had pleaded guilty) had testified to something not included in his stipulation of facts, then he must have lied in his stipulation or on the stand. This conclusion was not unreasonable, nor was it beyond the scope of the district court's discretion. *fn3

B. Limitation of Cross-Examination

Haywood next contends that the district court violated his Sixth Amendment confrontation rights by "severely limiting otherwise appropriate cross-examination intended to show bias and motivation of an adverse witness, Phillip Kavanaugh." Specifically, Haywood asserts that the district court erred in restricting cross-examination of Kavanaugh to the redacted version of Kavanaugh's December 1992 letter to Gary Studo. *fn4 Haywood did not raise this objection at trial.

Even if we assume, without deciding, that the district court (and not defense counsel himself) limited cross-examination of Kavanaugh to the redacted letter and that Haywood's failure to object was a forfeiture of the right to object rather than a waiver, there is no basis for reversing the conviction. *fn5 See United States v. Akinrinade, 61 F.3d 1279, 1283 (7th Cir. 1995); see also United States v. Penny, 60 F.3d 1257, 1261 (7th Cir. 1995) (distinguishing between "waiver" and "forfeiture"). We review forfeited claims for plain error. See Fed.R.Crim.P. 52(b); United States v. Olano, __ U.S. __, 113 S.Ct. 1770, 1776 (1993). Only those errors that affect substantial rights and "seriously affect the fairness, integrity, or public reputation of judicial proceedings," Olano, 113 S.Ct. at 1779, quoting United States v. Atkinson, 297 U.S. 157, 160 (1936), amount to plain error warranting reversal. In this case, where Haywood had a full opportunity to cross-examine Kavanaugh and to gain whatever conceivable strategic advantage he wished to gain by questioning Kavanaugh's credibility and alleged bias, the district court's admission of the redacted letter did not constitute error, let alone plain error. See United States v. Nelson, 39 F.3d 705, 708 (7th Cir. 1994) ("[w]hile the Sixth Amendment guarantees a defendant the right to cross-examine witnesses, it allows a trial judge to place reasonable limits on the cross-examination"); United States v. Aguilar, 948 F.2d 392, 397 (7th Cir. 1991) ("the Sixth Amendment only guarantees the defendant the opportunity for effective, not limitless, cross-examination").

Haywood also contends that, by restricting defense counsel's questions to the redacted version of the letter, the district court prohibited him from engaging in otherwise appropriate cross-examination of Phillip Kavanaugh that would have demonstrated Gary Studo's bias and motivation to testify. He bases this argument on the notion that Kavanaugh's letter indicated that the government might give Studo some credit for cooperating against Haywood, and that therefore Studo had a strong motivation to exaggerate or fabricate his testimony. Again assuming that we review for plain error, there is no basis for reversal. This argument fails for several reasons, the most compelling of which is that Studo entered a non-cooperating plea and thus had no agreement with the government to testify in exchange for some benefit in terms of his own conviction or sentence. In addition, Haywood has not established, nor does he assert, that the district court impermissibly limited his cross-examination of Gary Studo. The record indicates that Haywood had sufficient opportunity to conduct an effective cross-examination of Studo, and that he never sought to use the letter in that cross-examination. *fn6 In light of these considerations, we conclude that the district court's ruling did not amount to plain error warranting reversal. See Akinrinade, 61 F.3d at 1283.


For the foregoing reasons, we affirm Haywood's conviction.


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