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Jones v. Morris

decided: November 27, 1985.


Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 83 C 8886 -- Frank J. McGarr, Chief Judge.

Coffey, Easterbrook, and Ripple, Circuit Judges.

Author: Ripple

RIPPLE, Circuit Judge.

The appellant, Alonzo Jones, filed a pro se complaint and a petition for leave to proceed in forma pauperis (IFP) pursuant to 28 U.S.C. § 1915(a).*fn1 The district court denied this petition. In its view, the complaint's eighth amendment claims alleged only negligence and thus failed to state a deprivation of constitutional magnitude. Accordingly, the district court determined that the IFP petition was barred by 28 U.S.C. § 1915(d) -- a provision which allows the dismissal of an IFP proceeding if the complaint is either frivolous or malicious.*fn2

For the reasons which follow, we reverse and remand this case for further proceedings.


In January 1981, the appellant was an inmate at the Stateville Correctional Center in Joliet, Illinois. On the morning of January 19, he sustained injuries when he fell through a scaffolding located in the Cellhouse B Plumbing Tunnel at Stateville. On December 5, 1983, the appellant commenced the present action by filing a pro se complaint pursuant to 42 U.S.C. § 1983 alleging a violation of his eighth amendment rights.

In his complaint, the appellant stated the fact of his injury and alleged that his fall was due to various prison officials' failing to exercise reasonable care. However, in addition, the complaint alleged that the prison officials acted with "reckless or careless disregard or indifference to . . . [the appellant's] rights and safety." The appellant later amplified these recklessness claims in a "Petition for Rehearing" which he submitted to the district court after its initial dismissal of his complaint. In that petition, the appellant alleged that the prison officials both (1) knew of the dangerous conditions that caused his injuries and (2) acted with "deliberate indifference" and "callous disregard" for his safety.

At the same time as he filed his pro se complaint, the appellant also filed a petition for leave to proceed in forma pauperis pursuant to 28 U.S.C. § 1915(a). On January 25, 1984, the district court denied this petition. In a written opinion, the court held that the appellant's claim alleged only negligence and, thus, was not sufficient to state an eighth amendment violation actionable under section 1983. On this basis, it denied the IFP petition under 28 U.S.C. § 1915(d).*fn3 After an unsuccessful attempt at rehearing in the district court,*fn4 described in the foregoing paragraph, this appeal followed.


We resolve the matter before us not by breaking new ground but by reiterating our adherence to the policy decisions already made by the Congress in section 1915 of the Judicial Code (28 U.S.C. § 1915). As the Eleventh Circuit pointed out in Phillips v. Mashburn, 746 F.2d 782, 784 (11th Cir. 1984), that section embodies a delicate balance between access to the courts and the need to curb the abuses necessarily associated with in forma pauperis litigation. On the one hand, the right to proceed in forma pauperis ensures that the indigent litigant has meaningful access to the federal justice system. At the same time, though, the Congress has recognized that the litigant who takes advantage of this manner of proceeding, unlike his non-indigent counterpart, is not subject to the same economic disincentives to filing frivolous, malicious, or repetitive lawsuits. Id. These improperly taken suits can clog the courts and reduce the capacity of the entire system to deal effectively with truly meritorious claims.

Congress has chosen to strike the balance between these competing policy concerns by permitting the district court to dismiss with prejudice those claims which are frivolous or malicious. In this circuit, the district court conducts this inquiry even before the defendants are served. See Wartman v. Branch 7, Civil Division, County Court, Milwaukee County, State of Wisconsin, 510 F.2d 130, 134 (7th Cir. 1975). While this dismissal prerogative is committed to the sound discretion of the district court, that discretion is limited "'in every case by the language of the statute itself which restricts its application to complaints found to be frivolous or malicious.'" Sills v. Bureau of Prisons, 245 U.S. App. D.C. 389, 761 F.2d 792, 794 (D.C. Cir. 1985) (quoting Brandon v. District of Columbia Board of Parole, 236 U.S. App. D.C. 155, 734 F.2d 56, 59 (D.C. Cir. 1984)).

In this case, the district court wrote a memorandum opinion which has greatly expedited our review. The thoroughness of that opinion makes clear that our disagreement with the district court is indeed narrow and fact-specific. In its memorandum opinion, the district court properly acknowledged that in a case such as this, where the plaintiff is proceeding pro se, the sufficiency of the complaint is measured by standards which are substantially less stringent than those which govern when professional counsel drafts the complaint. See Haines v. Kerner, 404 U.S. 519, 30 L. Ed. 2d 652, 92 S. Ct. 594 (1972). The district court also recognized that, for a prisoner to state an eighth amendment cause of action challenging inadequate prison conditions, there must be an allegation that the prison officials have "'knowingly maintained conditions so harsh as to shock the general conscience.'" Soto v. Dickey, 744 F.2d 1260, 1268 (7th Cir. 1984) (quoting Stringer v. Rowe, 616 F.2d 993, 998 (7th Cir. 1980)). In our view, however, the district court misapplied these standards to the facts of this case. We believe that the appellant's complaint was sufficient to survive the initial section 1915(d) scrutiny; thus, the complaint should have been filed and the defendants should have been given the opportunity to offer responsive pleadings.

We emphasize the fact-specific nature of our holding. The complaint, typed on a pre-printed form, specifically charged that the defendant prison officials had been "reckless" in their disregard for the appellant's safety on the scaffolding. The appellant's "Petition for Rehearing," which the district court properly regarded as an amendment to the complaint (see Matzker v. Herr, 748 F.2d 1142, 1148 n.5 (7th Cir. 1984)), specifically stated that the appellant was alleging more than the sort of activity that might form the basis of a negligence action. Rather, the appellant alleged that his accident was the result of the defendants' "deliberate indifference" in failing to repair a danger that they knew to exist. "Plaintiff's claim," he wrote, "is not one of 'mere ...

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