Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 81 C 593 -- Susan Getzendanner, Judge.
Wood and Posner, Circuit Judges, and Dumbauld, Senior District Judge.*fn*
The state appeals the district court's grant of a writ of habeas corpus for Larry Cosey, who was convicted in an Illinois state court of attempted murder, armed robbery, and aggravated battery. The district court held that Cosey was denied his constitutional right to effective assistance of counsel. This case was before this court once before, United States ex rel. Cosey v. Wolff, 682 F.2d 691 (7th Cir. 1982) (per curiam), where we reversed and remanded an earlier district court grant of summary judgment to Cosey in his petition for a writ of habeas corpus. We held that factual issues and fairness demanded that both sides be heard. Id. at 693. The district court has held such a hearing, and we now affirm the order granting the writ.
The facts of this case have been recounted in much detail in a number of published opinions.*fn1 We repeat only the background information necessary for an understanding of this appeal. The prosecution's case against Cosey and co-defendant Ernest Van Johnson relied primarily on the victim's testimony. The victim identified Cosey and his co-defendant as the assailants. The defense counsel, Joseph Stillo, attempted to discredit the victim's testimony by pointing out inconsistencies in his story, and by noting that he was a drug addict. After the judge denied the defense's motion for acquittal, Stillo had Cosey and his co-defendant take the stand to deny their guilt. Stillo called no one else to testify on behalf of the defendants.
Sometime before trial Cosey told Stillo that he had five persons who would testify in his favor. Cosey's stepfather and a tenant who lived in the building where the shooting allegedly took place would have testified that they were home on the evening in question and heard no unusual noises. Cosey's mother and a carpenter would have testified that the basement, the alleged scene of the crime, was being remodeled at the time, and they noticed no change in its condition. Finally, Johnson's girlfriend was ready to testify that she and Johnson were together on the evening the crime took place. Stillo failed to so much as interview or investigate even one of these potential witnesses. Stillo's failure allegedly resulted from his professional judgment that the state's case against Cosey was so weak that it would be entirely unnecessary to call any witnesses to the stand other than Cosey and his co-defendant. The state judge apparently did not share Stillo's assessment of the state's case, and found Cosey guilty on all counts after a bench trial.*fn2
The state now attempts to argue that Stillo's out-of-hand rejection of the proffered witnesses without even interviewing or investigating them did not fall below minimum standards of professional competence. While we agree that in particular cases an attorney's professional judgment may lead him to decline to interview persons identified by his client as potential witnesses, we agree with Judge Getzendanner that this was not such a case for the reasons that she states. See United States ex rel. Cosey v. Wolff, 562 F. Supp. 140 (N.D. Ill. 1983).*fn3
We must now address the issue of prejudice. The government notes that the Illinois Court of Appeals did not believe that the absence of the witnesses at trial prejudiced the defendants "since the trial court would not necessarily have rendered a different verdict." People v. Cosey, 82 Ill. App. 3d 968, 403 N.E.2d 656, 661, 38 Ill. Dec. 425 (1980). This is not the correct standard to apply when evaluating whether ineffective assistance of counsel has prejudiced a defendant. Once a court finds that a trial counsel's performance was constitutionally inadequate, and that the counsel's acts or omissions may have impaired the defense, the burden of proof is on the government to prove beyond a reasonable doubt that the trial counsel's ineffective assistance did not affect the verdict. See United States v. Tucker, 716 F.2d 576, 588 (9th Cir. 1983) (opinion of Judge Alarcon) (as corrected); Wade v. Franzen, 678 F.2d 56, 59 (7th Cir. 1982); United States v. Baynes, 687 F.2d 659, 673 (3d Cir. 1982); Wood v. Zahradnick, 578 F.2d 980, 982 (4th Cir. 1978); United States v. Decoster, 199 U.S. App. D.C. 359, 624 F.2d 196, 208 & n.74 (D.C. Cir. 1976) (en banc) (plurality opinion).*fn4 This the state failed to do.
The state maintains that Cosey suffered no prejudice because he ultimately got the allegedly exculpatory material before the trier of fact through a petition for a new trial.*fn5 Cosey had supported his petition with affidavits from the five proffered witnesses setting out what they would have testified to. The state concludes from the trial judge's rejection of the petition that it is clear beyond a reasonable doubt that Cosey would have been convicted even if the witnesses had presented their testimony during the defendants' case in chief. We are not persuaded.
The state judge considered the witnesses' testimony within the context of a motion for a new trial based on newly discovered evidence. The standards for granting a new trial based on newly discovered evidence and based on attorney incompetence are significantly different. Compare United States v. Oliver, 683 F.2d 224, 228 (7th Cir. 1982) (newly discovered evidence) with Wade, 678 F.2d at 59 (attorney incompetence); see also Jackson v. United States, 125 U.S. App. D.C. 307, 371 F.2d 960, 962 (D.C. Cir. 1966). Where a defendant claims a right to a new trial based on newly discovered evidence, he bears the burden of proving, among other things, that the evidence would probably lead to an acquittal. Where a defendant suffered from ineffective assistance of counsel, the government bears the burden of proving beyond a reasonable doubt that competent counsel would not have been able to secure an acquittal.
The trial judge's rejection of the witnesses' testimony as grounds for a new trial based on a plea of newly discovered evidence does not convince us beyond a reasonable doubt that Cosey would have been found guilty had his original trial counsel performed competently. The state admitted in oral argument that the witnesses' testimony as set out in the affidavits, if believed, would have exculpated Cosey. The state asserted that the trial judge evaluated the credibility of the witnesses based on their affidavits, and then rejected them. Nothing in the record, however, indicates why the trial judge denied the motion for a new trial.*fn6 Moreover, the trial judge held no hearing at which the proffered witnesses were present and cross-examined, and therefore had no reason to disbelieve their sworn statements.*fn7
The district court's order granting Cosey's petition for a writ of habeas ...