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United States v. Jacobs


decided: October 20, 1980.


Appeal from the United States District Court for the Eastern District of Wisconsin. No. 79-Cr-122 -- Robert W. Warren, Judge .

Before Cummings and Pell, Circuit Judges, and Dumbauld*fn* , Senior District Judge.

Author: Dumbauld

The jury found appellant Isaac Jacobs guilty, under Count I of the indictment, of assault resulting in serious bodily injury in violation of 18 U.S.C. § 113(f).*fn1 He was acquitted of assault with a dangerous weapon, with intent to commit bodily harm, an offense charged in Count II of the indictment as a violation of 18 U.S.C. § 113(c).*fn2 Defendant and his victim were both Indians, and the offense took place "within the Indian country."*fn3

The evidence disclosed that because of a family quarrel defendant planned to evict the victim Earl Bodoh and his family from their home on the disputed premises. He blocked the driveway with his car while the Bodohs were away. But when they returned, Earl Bodoh drove around the obstacle, and proceeded to enter the house. As he reached for the door with his left hand he could feel an unusual condition, and upon looking at his arm saw that he had been shot. Not until then did he see defendant with his gun about eight or ten feet away. He did not see defendant until after he was shot and was not aware that defendant had aimed the gun at him, although other witnesses testified to that fact. Earl Bodoh, after seeing defendant, hurried into the house fearing further gunfire. Defendant followed him in and struck him and others with the gun. Defendant insisted that the gun was discharged accidentally.

Defendant now constructs an ingenious argument designed to show that because the victim Bodoh did not see his assailant before being shot there can be no violation of § 113(f). That provision must be construed, according to defendant, as requiring the assault to occur before the "serious bodily injury" is inflicted, because it makes punishable only an "assault resulting in serious bodily injury." This causal relationship requires that the assault take place before the bodily injury is produced as an effect. The Government, on the other hand, contends that the "apprehension" contemplated by the standard definition of simple assault*fn4 suffices if it occurs after the bodily harm is inflicted. (Brief, p. 12).

On this point defendant has the better of the argument. While clearly Bodoh's fear of a second shot while standing in the line of fire after seeing defendant with his gun pointed towards Bodoh would constitute an assault, it would be a subsequent assault and would not constitute the assault "resulting in serious bodily injury" for which defendant was convicted, for such injury had already been received before the subsequent simple assault occurred. In response to the Government's contention the words used by the venerable Virginia jurist George Wythe in argument against his illustrious pupil Thomas Jefferson are pertinent: "it would not be less preposterous than that an effect should be prior to its cause, or than that a thing should act before it exists."*fn5

But this does not exonerate the defendant. Another established rule is that when an actual battery is committed it includes an assault. U. S. v. Rizzo, 409 F.2d 400, 403 (7th Cir. 1969); U. S. v. Bell, 505 F.2d 539, 540-41 (7th Cir. 1974); U. S. v. Masel, 563 F.2d 322, 323 (7th Cir. 1977).*fn6 In the case at bar the actual battery was clearly proved,*fn7 and such proof will support a conviction for the included offense of assault. U. S. v. Masel, 563 F.2d 322, 323 (7th Cir. 1977).

Finally, it should be noted that defendant's attempt to invalidate his conviction under Count I of the indictment by reason of his acquittal under Count II is unprofitable. Even if defendant's refined course of reasoning succeeded in demonstrating logical inconsistency in the implications derivable from the separate determinations reached by the jury, it would avail him nothing. For it is a settled rule that inconsistent or compromise verdicts are permissible and legitimate. Dunn v. U. S., 284 U.S. 390, 393-94, 52 S. Ct. 189, 190-91, 76 L. Ed. 356 (1932); U. S. v. Mathis, 579 F.2d 415, 418 (7th Cir. 1978); U. S. v. Serlin, 538 F.2d 737, 747 (7th Cir. 1976); U. S. v. Greene, 497 F.2d 1068, 1085-86 (7th Cir. 1974); U. S. v. Hickey, 360 F.2d 127, 139 (7th Cir. 1966); U. S. v. Russo, 335 F.2d 299, 301 (7th Cir. 1964).

But Judge Warren states very persuasively in denying defendant's motion for new trial that the verdict in the case at bar is not inconsistent.

The jury in this case, based upon the evidence presented, could well have found that defendant Isaac Jacobs intended to commit an assault by placing the Bodohs in fear through a display of force, but that Mr. Jacobs did not intend to do the bodily injury that resulted. The evidence clearly supports such a factual finding. Such a factual determination would make Jacobs guilty of violating section 113(f) but not guilty of section 113(c), because the specific intent to do bodily harm was absent.

For the foregoing reasons, the judgment of the District Court is affirmed.

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