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SLATON v. UNITED STATES
April 16, 1973
JAMES SLATON, PETITIONER,
UNITED STATES OF AMERICA, RESPONDENT.
The opinion of the court was delivered by: Austin, District Judge.
MEMORANDUM OPINION AND ORDER
If Slaton's 1968 sentence was based on a prior conviction that
was constitutionally invalid under Gideon v. Wainwright, supra,
then it is clear that he is entitled to be re-sentenced without
giving consideration to the prior conviction. United States v.
Tucker, 404 U.S. 443, 92 S.Ct. 589, 30 L.Ed.2d 592 (1972); Smith
v. Lane, 426 F.2d 767 (7th Cir.) cert. denied, 400 U.S. 874, 91
S.Ct. 103, 27 L.Ed.2d 109 (1970). The government seeks to
distinguish this case from the situation in Tucker by pointing
out that the prior convictions in Tucker had been determined
unconstitutional prior to the time of his § 2255 petition and by
courts other than that in which he filed his petition. This is a
meaningless distinction, which courts have ignored regardless of
whether the issue has been presented on direct appeal, United
States v. Lufman, 457 F.2d 165 (7th Cir. 1972); Woods v. United
States, 457 F.2d 185 (7th Cir. 1972), on a petition for habeas
corpus Smith v. Lane, supra, or on collateral attack under
Criminal Rule 35 and § 2255. United States v. Wendt, 347 F. Supp. 647
(N.D.Ga. 1972). Thus, there is no barrier in policy or in
precedent that would prevent this court from determining today
whether Slaton's waiver of counsel in 1950 was constitutionally
On the issue of sufficiency the government contends that a
minute order entered by Judge Igoe on October 10, 1950
conclusively demonstrates that there was a constitutionally
sufficient waiver of counsel and that no further inquiry into
this matter is necessary. The order stated, "Defendants and each
of them waive right to counsel and enter pleas of guilty."
Standing alone, this is insufficient evidence "that an accused
was offered counsel but intelligently and understandingly
rejected the offer" of counsel. Smith v. Lane, supra 426 F.2d at
769, citing, Carnly v. Cochran, 369 U.S. 506, 516, 82 S.Ct. 884,
8 L.Ed.2d 70 (1962). Smith was a habeas corpus case predating
United States v. Tucker, supra, and it held that the petitioner
was entitled to an evidentiary hearing on the sufficiency of his
waiver of counsel in a prior conviction that subsequently
provided the basis for a life sentence under a state habitual
criminal statute. A hearing was necessary even though record in
the 1942 case stated:
. . the said affidavit was read to him by the
prosecuting attorney, and before he entered his plea
he was advised by the State of Indiana the nature of
the crime charged and the penalties thereof, and if
he wanted an attorney to represent him in this cause,
and the said defendant stated that he did not want
the service of an attorney and that he knew the
nature of the crime and the penalty thereof, and that
he wanted to plead guilty to the charge of Vehicle
Taking as charged in the affidavit. 426 F.2d at 768.
Like the record in Smith, the minute order quoted by the
government in this case at best fails to show that Slaton was
advised of his right to attorney at public expense if he were
unable to afford one. See Smith v. Lane, 426 F.2d at 768.
Therefore, this court must deny the government's motion to
dismiss unless it can offer conclusive proof that Slaton's waiver
of counsel in 1950 was in fact sufficient.
For the foregoing reasons, the Attorney General is ordered to
present James Slaton in this court on May 11, 1973 for a hearing
on the sufficiency of Slaton's waiver of counsel in 1950 or for
re-sentencing if it is determined that the 1950 waiver was
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