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United States v. Rook

March 3, 1970

UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE,
v.
PETER H. J. ROOK, DEFENDANT-APPELLANT



Hastings, Senior Circuit Judge, and Cummings and Kerner, Circuit Judges.

Author: Hastings

HASTINGS, Senior Circuit Judge.

Defendant Peter H. J. Rook was indicted on two counts charging perjury in violation of 18 U.S.C.A. ยง 1621.*fn1 He was represented by counsel and first entered a plea of not guilty to both counts. Subsequently, he changed his plea to guilty on Count 1. Count 2 was then dismissed. The district court sentenced defendant to three years imprisonment to run consecutively to a sentence defendant was then serving in the State of California Correctional Training Facility. Defendant appeals from the judgment of conviction and sentence. We affirm.

On April 12, 1967, defendant testified before the Honorable Abraham L. Marovitz, Judge of the United States District Court for the Northern District of Illinois, in the case of United States v. Dillon (No. 66 CR 373), having been returned from California, while in custody, for that purpose. After he testified, Judge Marovitz ordered him to remain in custody in the court's jurisdiction until further notice. It was understood that defendant was being held here for investigation of perjury charges.

Between April 14 and May 2, 1967, defendant, while in custody and at his own request, met on three occasions with FBI agents and an Assistant United States Attorney. Before each of these meetings defendant signed a waiver of rights form. During the meetings, he made several incriminating statements.

On May 2, 1967, defendant was taken before a grand jury and admitted his perjury in the Dillon trial and implicated one Robert Stanley who, he claimed, suborned such perjury. No indictments were returned. The inquiry was again pursued by a subsequent grand jury and it returned the instant two count indictment against defendant.

On October 7, 1968, at a hearing on his motion to suppress certain evidence, defendant changed his plea to guilty on Count 1 as above set out. The district court inquired whether defendant was making the plea voluntarily and whether he understood the consequences of the plea. The court did not inquire into whether defendant understood the nature of the charge to which he was pleading nor whether there was a factual basis for the plea.

Defendant first contends that the indictment was unconstitutionally vague and indefinite and did not comply with Rule 7(c), Federal Rules of Criminal Procedure, Title 18, U.S.C.A., which requires a "plain, concise and definite" statement of the offense charged.

In Collins v. Markley, 7 Cir., 346 F.2d 230, 232 (1965), cert. den. 382 U.S. 946, 86 S. Ct. 408, 15 L. Ed. 2d 355, we said: "The sufficiency of an indictment should be determined by practical rather than technical considerations. * * * The sufficiency of an indictment is to be measured by certain guide lines. First, the indictment standing alone must contain the elements of the offense intended to be charged, and it must be sufficient to apprise the accused of the nature of the offense. Second, after conviction, the record of the case must be sufficient so that the accused can plead the judgment in bar of any subsequent prosecution for the same offense. * * * Prejudice to a defendant is also a controlling factor."

In the instant case, defendant claims the indictment is deficient in that it fails to state facts showing that his testimony in the Dillon trial was material and fails to set out in haec verba the allegedly false testimony. He further urges that the district court erred in denying his motion for a bill of particulars seeking such information. These contentions lack merit.

It is well settled that materiality may be charged by a single allegation of materiality rather than by allegations of facts which, if true, show materiality. Markham v. United States, 160 U.S. 319, 16 S. Ct. 288, 40 L. Ed. 441 (1895); Bilderback v. United States, 5 Cir., 249 F.2d 271, 273 (1957), cert. den. 356 U.S. 946, 78 S. Ct. 793, 2 L. Ed. 2d 820 (1958); and Travis v. United States, 10 Cir., 123 F.2d 268, 269-270 (1941). The indictment here meets this test. It sets out three specific facts that were material to the Dillon trial. It sets out, "in substance," what defendant falsely testified to concerning those matters. It then concludes that defendant "did wilfully, knowingly and contrary to the oath * * * state material matters which he did not believe to be true * * *."

It was not necessary that the indictment set out, in haec verba, the allegedly false testimony. It set out such testimony "in substance" and the record shows that defendant's counsel had in his possession a transcript of defendant's entire testimony at the Dillon trial. We find this sufficient in the instant case.

The subject indictment contains every essential ingredient of the offense charged and fully responds to the guidelines laid down in Collins v. Markley, supra and Rule 7(c), supra. We find it to be sufficient in all respects.

Defendant next contends that his constitutional rights were violated in obtaining the indictment. We need not reach the doubtful merits of this claim since defendant voluntarily pleaded guilty to the charge and thus waived all non-jurisdictional defenses which he might have ...


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