Searching over 5,500,000 cases.


searching
Buy This Entire Record For $7.95

Download the entire decision to receive the complete text, official citation,
docket number, dissents and concurrences, and footnotes for this case.

Learn more about what you receive with purchase of this case.

National Labor Relations Board v. Lewis

November 29, 1962

NATIONAL LABOR RELATIONS BOARD, APPLICANT-APPELLEE
v.
ELMER R. LEWIS, ET AL., RESPONDENTS-APPELLANTS.



Author: Major

Before DUFFY, KILEY and MAJOR, Circuit Judges.

MAJOR, C. J.: This appeal is from an order entered by the District Court, on petition of the National Labor Relations Board, to enforce a subpoena duces tecum requiring respondents (hereinafter referred to as the Union) to produce certain records at a Board hearing. The proceedings resulted from a charge filed with the Board, alleging that Sinko Manufacturing and Tool Company had committed certain unfair labor practices by its recognition of the Union as the collective bargaining representative at a time when the Union did not represent an uncoerced majority of Sinko's employees. After an investigation of such charges, the Board issued its complaint against Sinko.

On December 5, 1961, the Board, at the request of its General Counsel, issued a subpoena addressed to officials of the Union, directing them to appear before a Trial Examiner of the Board on December 12, 1961, and there to give testimony and produce certain documents. Officials of the Union who were not parties to the complaint filed an answer to the subpoena, denied the relevancy and materiality of the records sought and requested that the subpoena be revoked.

The Trial Examiner denied the request as to a portion of the records sought but declined to order their production on the ground that the Union had previously stated its willingness to produce them. These records included all Union authorization cards, applications for membership and dues check-off authorizations executed in favor of the Union during the relevant period. Subsequently, the Union refused to produce any of the records requested unless and until the General Counsel called a witness to establish the alleged unfair labor practices. Thereupon, the Board applied to the District Court for an order requiring obedience to its subpoena, which the Court allowed, and it is from this order the appeal comes to this Court.

The Union here broadly attacks the statutory authority of the Board to compel the production of books and records in the possession of a non-respondent by the use of a subpoena duces tecum issued on behalf of the General Counsel. More specifically, it is contended that it is a violation of the Act and an abuse of administrative discretion for the General Counsel to obtain information by the use of such a subpoena during the actual unfair labor practice hearing when the General Counsel has failed to use a pre-complaint subpoena to obtain such information.

Section 11 of the National Labor Relations Act (Title 29 U.S.C.A. Sec. 161(1)), entitled "Investigatory powers of Board," so far as material provides:

"(1) The Board, or its duly authorized agents or agencies, shall at all reasonable times have access to, for the purpose of examination, and the right to copy any evidence of any person being investigated or proceeded against that relates to any matter under investigation or in question. The Board, or any member thereof, shall upon application of any party to such proceedings, forthwith issue to such party subpoenas requiring the attendance and testimony of witnesses or the production of any evidence in such proceeding or investigation requested in such application."

The section authorizes the Board, upon the petition of a person thus required to produce evidence, to revoke the subpoena if in its opinion "the evidence whose production is required does not relate to any matter under investigation, or any matter in question in such proceedings."

It is evident from an examination of the above statutory language that the Board is given two separate powers. By the first sentence, it is given a power to examine and copy, a power limited to "any person being investigated or proceeded against." By the second sentence, it is given the power to issue subpoenas requiring the attendance and testimony of witnesses and the production of any relevant evidence. Nothing in the second sentence, which relates to the Board's subpoena power, limits that power to persons being investigated or proceeded against. Congress having expressly limited the Board's power to examine and copy to persons being investigated or proceeded against and, in the very next sentence, omitting this limitation on the Board's subpoena power, it is plain that no such limitation was intended as to the latter.

Cases relied upon by the Union to the effect that subpoenas issued for an improper purpose are unenforceable need not be cited or discussed. Reliance thereon begs the issue by assuming the validity of the premise upon which the Union predicates its contention, that is, that the subpoena was issued without authority.

The Union places great reliance upon National Labor Relations Board v. Barrett Co. et al ., 120 F.2d 583 (7th Cir.). The issue before the Court in that case was whether the Board had the authority to issue a subpoena duces tecum during the course of its investigation of an unfair labor practice charge. This Court stated (page 586):

"We are satisfied that the Board's right (as well as its duty) to investigate, and in the course of its investigation, if need be, to issue subpoenas before it files a complaint, is clear."

Obviously, it does not follow, from the fact that the Board had the authority to issue the subpoena at the time of its investigation, that it was required to do so. Neither does it follow that the failure of the Board to issue the subpoena during the course of its investigation precluded it from doing so at the time of and in connection with the hearing of the charge on its merits.

The Union extends its argument to the point where it claims that it was deprived of due process of law because the Board, preliminary to the issuance of its complaint, did not have information which it might have obtained by the issuance of a subpoena, by extensive interviews or by written statements and affidavits; in other words, it did not conduct what the Union characterizes as "a full investigation." There is ...


Buy This Entire Record For $7.95

Download the entire decision to receive the complete text, official citation,
docket number, dissents and concurrences, and footnotes for this case.

Learn more about what you receive with purchase of this case.